SFC Licences of POON Chi Wai 潘智威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SR Wealth Securities Limited 中富證券有限公司	RE	9	13 March 2024
SR Wealth Securities Limited 中富證券有限公司	RE	4	13 March 2024
SR Wealth Securities Limited 中富證券有限公司	RE	2	13 March 2024
SR Wealth Securities Limited 中富證券有限公司	RE	1	13 March 2024
Z Capital Global Limited	RO	9	19 March 2020	22 May 2023
Z Capital Global Limited	RO	4	19 March 2020	22 May 2023
Rencent International Asset Management Company Limited 銀盛泰國際資產管理有限公司	RO	9	06 February 2017	13 March 2020
Rencent International Asset Management Company Limited 銀盛泰國際資產管理有限公司	RE	9	28 November 2013	06 February 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	3	22 June 2012	21 December 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	22 June 2012	21 December 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	22 June 2012	21 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	3	07 March 2012	21 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	07 March 2012	21 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	07 March 2012	21 December 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	23 January 2007	21 February 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	09 November 2006	21 February 2012
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	30 August 2006	21 February 2012
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司	RE	2	23 August 2004	31 July 2006
Celestial Commodities Limited 時富商品有限公司	RE	2	05 December 2003	17 August 2004
Celestial Commodities Limited 時富商品有限公司	RE	7	05 December 2003	02 March 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	28 July 2003	26 November 2003