SFC Licences of COLLARD Jeremy David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	1	20 December 2022
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	2	11 October 2019
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司	RE	1	09 May 2019
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	9	10 December 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	4	10 December 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	15 November 2018	10 December 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	15 November 2018	10 December 2018
Neo Risk Investment Advisors Limited	RO	9	13 July 2015	03 October 2016
Neo Risk Investment Advisors Limited	RO	4	13 July 2015	03 October 2016
Neo Risk Investment Advisors Limited	RE	9	03 June 2015	13 July 2015
Neo Risk Investment Advisors Limited	RE	4	03 June 2015	13 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	03 June 2013	30 November 2014
Citigroup First Investment Management Limited	RO	9	16 February 2007	30 November 2014
Citigroup First Investment Management Limited	RO	4	16 February 2007	30 November 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	30 July 2003	30 November 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	30 July 2003	31 August 2013