SFC Licences of LEE Wing Shing 李榮勝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 | RO | 9 | 02 December 2020 | |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 | RO | 4 | 02 December 2020 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 18 May 2020 | 14 August 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 May 2020 | 14 August 2020 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 | RO | 9 | 11 August 2017 | 24 April 2020 |
| East Eagle Asset Management Holdings Limited 東鷹資產管理有限公司 | RO | 4 | 11 August 2017 | 24 April 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 15 July 2014 | 27 April 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 August 2008 | 15 July 2014 |
| Macquarie Asia Securities Limited | RE | 2 | 20 March 2006 | 30 December 2016 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 08 August 2003 | 24 April 2009 |