SFC Licences of AU Tin Wai 區天偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	30 September 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	7	13 August 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 August 2021
Macquarie Asia Securities Limited	RE	1	30 September 2020	16 July 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RO	7	06 October 2014	16 July 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	06 October 2014	16 July 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RE	7	25 July 2013	06 October 2014
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	14 January 2013	06 October 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	03 July 2012	16 November 2012
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	04 September 2009	30 June 2012
J.P. Morgan Broking (Hong Kong) Limited	RE	5	28 August 2006	23 July 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	4	28 August 2006	23 July 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	2	28 August 2006	23 July 2009
J.P. Morgan Broking (Hong Kong) Limited	RE	1	09 August 2006	23 July 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	15 May 2004	06 July 2006
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	15 December 2003	01 April 2004