SFC Licences of SO Pak Ming 蘇柏鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RO | 9 | 07 December 2021 | 31 May 2022 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RO | 4 | 07 December 2021 | 31 May 2022 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 | RO | 1 | 07 December 2021 | 31 May 2022 |
| Towering Securities Limited 高格證券有限公司 | RO | 9 | 01 November 2017 | 28 February 2021 |
| Towering Securities Limited 高格證券有限公司 | RO | 4 | 01 November 2017 | 28 February 2021 |
| Towering Securities Limited 高格證券有限公司 | RO | 1 | 01 November 2017 | 28 February 2021 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 02 December 2016 | 31 May 2017 |
| South China Investment Management Limited 南華投資管理有限公司 | RO | 9 | 09 November 2016 | 31 May 2017 |
| RO | 9 | 02 January 2015 | 09 November 2016 | |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 03 November 2014 | 05 October 2015 |
| RE | 9 | 03 November 2014 | 02 January 2015 | |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 28 March 2013 | 31 May 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 09 July 2007 | 31 May 2017 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 09 July 2007 | 02 December 2016 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 November 2003 | 20 November 2004 |