SFC Licenceholders of Towering Securities Limited 高格證券有限公司
- info@toweringsecurities.com
- Website
- www.toweringsecurities.cn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHANG Yuan 常遠 | RO | 9 | 17 September 2018 | 31 May 2019 |
| CHANG Yuan 常遠 | RO | 4 | 17 September 2018 | 31 May 2019 |
| CHANG Yuan 常遠 | RE | 1 | 31 August 2018 | 31 May 2019 |
| CHIN Hin Lik, Eric 陳顯歷 | RO | 9 | 01 November 2017 | 06 July 2018 |
| CHIN Hin Lik, Eric 陳顯歷 | RO | 4 | 01 November 2017 | 06 July 2018 |
| CHIN Hin Lik, Eric 陳顯歷 | RO | 1 | 01 November 2017 | 06 July 2018 |
| GUO Chenkai 郭晨凱 | RO | 1 | 12 May 2020 | 30 September 2020 |
| GUO Chenkai 郭晨凱 | RO | 9 | 19 November 2018 | 30 September 2020 |
| GUO Chenkai 郭晨凱 | RO | 4 | 19 November 2018 | 30 September 2020 |
| GUO Chenkai 郭晨凱 | RE | 1 | 11 June 2018 | 12 May 2020 |
| GUO Chenkai 郭晨凱 | RE | 9 | 11 June 2018 | 19 November 2018 |
| GUO Chenkai 郭晨凱 | RE | 4 | 11 June 2018 | 19 November 2018 |
| LUK Sai Cheong 陸世昌 | RO | 9 | 13 July 2018 | 08 August 2019 |
| LUK Sai Cheong 陸世昌 | RO | 4 | 13 July 2018 | 08 August 2019 |
| LUK Sai Cheong 陸世昌 | RO | 1 | 13 July 2018 | 08 August 2019 |
| LUK Sai Cheong 陸世昌 | RE | 1 | 03 July 2018 | 13 July 2018 |
| NG Wai Kit 吳偉傑 | RO | 9 | 26 November 2019 | 01 January 2021 |
| NG Wai Kit 吳偉傑 | RO | 4 | 11 July 2019 | 01 January 2021 |
| NG Wai Kit 吳偉傑 | RO | 1 | 11 July 2019 | 01 January 2021 |
| NG Wai Kit 吳偉傑 | RE | 9 | 11 July 2019 | 26 November 2019 |
| SO Pak Ming 蘇柏鳴 | RO | 9 | 01 November 2017 | 28 February 2021 |
| SO Pak Ming 蘇柏鳴 | RO | 4 | 01 November 2017 | 28 February 2021 |
| SO Pak Ming 蘇柏鳴 | RO | 1 | 01 November 2017 | 28 February 2021 |
| TSOI Ting Mun 蔡庭滿 | RO | 1 | 22 November 2019 | 14 May 2020 |
| TSOI Ting Mun 蔡庭滿 | RE | 1 | 25 September 2019 | 22 November 2019 |
| YEUNG Tak Lam 楊德霖 | RO | 1 | 01 June 2020 | 30 December 2020 |
| YEUNG Tak Lam 楊德霖 | RE | 1 | 20 March 2020 | 01 June 2020 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RO | 9 | 01 November 2017 | 13 November 2017 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RO | 4 | 01 November 2017 | 13 November 2017 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RO | 1 | 01 November 2017 | 13 November 2017 |