SFC Licences of KWONG Hoi Yeung, Ocean 鄺凱揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	27 June 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	27 June 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	01 November 2022	27 June 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	01 November 2022	27 June 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	07 November 2018	01 November 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	07 November 2018	01 November 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	5	07 November 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	07 November 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	07 September 2016	12 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	07 September 2016	12 October 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	3	29 April 2011	21 November 2014
BOCI Securities Limited 中銀國際證券有限公司	RE	2	10 April 2006	02 September 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	1	10 April 2006	02 September 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	20 February 2004	21 January 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	15 December 2003	21 January 2005
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	15 December 2003	21 January 2005