SFC Licences of KWONG Hoi Yeung, Ocean 鄺凱揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RE | 2 | 15 December 2003 | 21 January 2005 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RE | 1, 4 | 07 November 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RE | 2, 5 | 07 November 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 07 September 2016 | 12 October 2018 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 07 September 2016 | 12 October 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 3 | 29 April 2011 | 21 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1, 2 | 10 April 2006 | 02 September 2016 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RE | 3 | 20 February 2004 | 21 January 2005 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RE | 1 | 15 December 2003 | 21 January 2005 |