SFC Licences of KWONG Hoi Yeung, Ocean 鄺凱揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 15 December 2003 21 January 2005
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 07 November 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5 07 November 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 September 2016 12 October 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 September 2016 12 October 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 3 29 April 2011 21 November 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 10 April 2006 02 September 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 20 February 2004 21 January 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 15 December 2003 21 January 2005