SFC Licences of SONG Yi 宋漪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Asset Management Limited 建銀國際資產管理有限公司 RO 9 25 March 2008 08 April 2011
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 19 May 2006 25 March 2008
First Shanghai Capital Limited 第一上海融資有限公司 RE 6 22 April 2005 31 January 2006
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 12 February 2004 01 November 2004