SFC Licences of LO Kathleen Oikay 盧藹琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	23 October 2013	08 November 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	23 October 2013	08 November 2022
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	9	28 November 2012	29 June 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	4	28 November 2012	29 June 2013
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司	RE	1	28 November 2012	29 June 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	9	28 November 2012	29 June 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	4	05 September 2011	29 June 2013
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司	RE	1	05 September 2011	29 June 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	13 October 2008	06 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	13 October 2008	06 July 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	02 June 2006	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	02 June 2006	29 September 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	5	10 March 2004	03 May 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	4	10 March 2004	03 May 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	2	10 March 2004	03 May 2006
J.P. Morgan Broking (Hong Kong) Limited	RE	1	10 March 2004	03 May 2006