SFC Licences of LAU Hon Man 劉漢文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 30 September 2016 | 28 September 2018 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 September 2016 | 28 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 29 September 2009 | 26 June 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 22 June 2009 | 26 June 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 June 2009 | 26 June 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 March 2004 | 29 October 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 March 2004 | 29 October 2008 |