SFC Licences of CHEN Chi Hing 陳志興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 28 June 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 28 June 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 28 May 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 28 May 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 28 October 2016 30 April 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 28 October 2016 30 April 2019
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 13 February 2015 16 September 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司
RE 2 13 February 2015 16 September 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 3 30 May 2011 12 April 2013
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 04 January 2006 12 April 2013
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 08 August 2005 03 October 2005
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 12 May 2005 03 October 2005
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 12 May 2005 03 October 2005
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司
RE 4 31 May 2004 03 May 2005