SFC Licences of IP Yau Lung 葉游龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 28 November 2019 | 04 June 2021 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 17 March 2011 | 26 March 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 20 August 2007 | 09 February 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 20 August 2007 | 09 February 2011 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 June 2004 | 04 August 2007 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 June 2004 | 04 August 2007 |