SFC Licences of TAO Chun Wing 杜俊榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 May 2006 | 26 July 2006 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 May 2006 | 26 July 2006 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 29 March 2006 | 27 April 2006 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 29 March 2006 | 27 April 2006 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 26 July 2005 | 17 March 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 July 2005 | 17 March 2006 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 16 March 2005 | 21 July 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 March 2005 | 21 July 2005 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 10 November 2004 | 15 March 2005 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 May 2004 | 15 March 2005 |