SFC Licences of LUI Tin Shun 呂天舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Capital Limited 南華融資有限公司 RE 6 13 October 2015 11 August 2019
South China Research Limited 南華資料研究有限公司 RE 4 13 October 2015 11 August 2019
South China Securities Limited 南華證券投資有限公司 RE 1 13 October 2015 11 August 2019
Celestial Capital Limited 時富融資有限公司 RE 1 29 August 2014 23 July 2015
Celestial Capital Limited 時富融資有限公司 RE 6 06 February 2012 23 July 2015
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 20 August 2007 06 February 2009