SFC Licences of LUI Tin Shun 呂天舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Capital Limited 南華融資有限公司 | RE | 6 | 13 October 2015 | 11 August 2019 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 13 October 2015 | 11 August 2019 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 13 October 2015 | 11 August 2019 |
Celestial Capital Limited 時富融資有限公司 | RE | 1 | 29 August 2014 | 23 July 2015 |
Celestial Capital Limited 時富融資有限公司 | RE | 6 | 06 February 2012 | 23 July 2015 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 20 August 2007 | 06 February 2009 |