SFC Licences of WONG Chi Tai 黃志泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Babel Asset Management (HK) Limited RO 9 02 June 2022 03 November 2023
Babel Asset Management (HK) Limited RO 4 02 June 2022 03 November 2023
Babel Asset Management (HK) Limited RE 9 11 April 2022 02 June 2022
Babel Asset Management (HK) Limited RE 4 11 April 2022 02 June 2022
Renascence Capital Limited 元複資本有限公司 RO 9 13 May 2021 08 April 2022
Renascence Capital Limited 元複資本有限公司 RO 4 13 May 2021 08 April 2022
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RE 9 22 March 2021 30 April 2021
Ever Fountain Asset Management Limited 恒源資產管理有限公司 RE 4 22 March 2021 30 April 2021
Basel Capital Limited 巴塞爾資本有限公司 RO 9 16 March 2020 14 October 2020
Basel Capital Limited 巴塞爾資本有限公司 RO 4 16 March 2020 14 October 2020
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 9 17 April 2018 22 August 2019
Rui Asset Management Company Limited 瑞駿資產管理有限公司 RO 4 17 April 2018 22 August 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 9 25 April 2016 13 February 2017
Leading Securities Company Limited 立鼎證券有限公司 RO 4 25 April 2016 13 February 2017
Well Link Asset Management Limited 立橋資產管理有限公司 RO 9 02 January 2014 24 April 2016
Well Link Asset Management Limited 立橋資產管理有限公司 RO 4 02 January 2014 24 April 2016
SMART Asset Management Limited RO 9 02 March 2012 26 November 2013
SMART Asset Management Limited RO 4 02 March 2012 26 November 2013
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 13 April 2010 02 October 2010
Oscar Benson Limited 奧卡信有限公司 RO 4 04 January 2010 18 March 2010
Natixis Asia Limited RE 2 10 October 2008 12 December 2008
Natixis Asia Limited RE 1 27 February 2008 12 December 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 01 June 2006 29 November 2007
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 June 2006 29 November 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 09 July 2004 29 April 2006