SFC Licences of YIP Kar Kay, Jonathan 葉嘉祺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 01 November 2023
Zerobridge Partners Advisory Limited RE 4 03 May 2023 15 September 2023
Zerobridge Partners Advisory Limited RE 1 03 May 2023 15 September 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 03 August 2015 06 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 August 2015 06 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 August 2015 06 October 2022
Merrill Lynch Far East Limited RO 4 08 August 2013 30 April 2015
Merrill Lynch Far East Limited RO 1 08 August 2013 30 April 2015
Merrill Lynch (Asia Pacific) Limited RO 4 08 August 2013 30 April 2015
Merrill Lynch (Asia Pacific) Limited RO 1 08 August 2013 30 April 2015
Merrill Lynch Far East Limited RE 6 01 September 2011 30 April 2015
Merrill Lynch (Asia Pacific) Limited RE 6 01 September 2011 30 April 2015
Merrill Lynch Far East Limited RE 4 01 September 2011 08 August 2013
Merrill Lynch Far East Limited RE 1 01 September 2011 08 August 2013
Merrill Lynch (Asia Pacific) Limited RE 4 01 September 2011 08 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 01 September 2011 08 August 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 March 2005 18 July 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 15 July 2004 18 July 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 July 2004 18 July 2011