SFC Licences of TAM Ho Yin, Jude 譚顥賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 1 | 20 November 2023 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 10 August 2020 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 10 July 2020 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 August 2017 | |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 31 May 2013 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 03 December 2004 | 31 May 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 26 July 2004 | 05 April 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 July 2004 | 05 April 2017 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 26 July 2004 | 19 February 2010 |