SFC Licences of WELCH Thomas Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 12 August 2013 | 01 November 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 22 July 2010 | 01 November 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 22 July 2010 | 01 November 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 7 | 16 April 2010 | 21 May 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 17 August 2009 | 21 May 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 17 August 2009 | 21 May 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 15 August 2007 | 17 August 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 23 August 2004 | 06 June 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 August 2004 | 06 June 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 23 August 2004 | 06 June 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 August 2004 | 06 June 2006 |