SFC Licences of YANG Yu 楊煜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 09 September 2008 | 01 August 2020 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 5 | 09 September 2008 | 01 August 2020 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 09 September 2008 | 01 August 2020 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 09 September 2008 | 01 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 31 August 2005 | 02 June 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 August 2004 | 29 March 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 25 August 2004 | 29 March 2005 |