SFC Licences of YEUNG Shuet Fan, Pamela 楊雪芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RO 6 17 February 2022 29 September 2023
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 17 February 2022 24 July 2023
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RE 6 05 August 2021 17 February 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 14 July 2017 26 February 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 14 July 2017 26 February 2021
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 20 May 2014 01 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 20 May 2014 01 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 20 May 2014 01 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 17 September 2008 07 March 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 July 2007 07 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 July 2007 31 January 2012
Merrill Lynch Far East Limited RE 6 18 May 2005 28 September 2006
Merrill Lynch Far East Limited RE 4 18 May 2005 28 September 2006
Merrill Lynch Far East Limited RE 1 18 May 2005 28 September 2006
Merrill Lynch (Asia Pacific) Limited RE 6 18 May 2005 28 September 2006
Merrill Lynch (Asia Pacific) Limited RE 4 13 October 2004 28 September 2006
Merrill Lynch (Asia Pacific) Limited RE 1 13 October 2004 28 September 2006