SFC Licences of IP Hon Wah 葉漢華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NFH Securities and Futures Limited 新金控證券期貨有限公司 RO 5 21 November 2016
NFH Securities and Futures Limited 新金控證券期貨有限公司 RO 2 21 November 2016
NFH Securities and Futures Limited 新金控證券期貨有限公司 RO 1 21 November 2016
NFH Asset Management Limited 新金控資產管理有限公司 RO 9 21 November 2016
NFH Asset Management Limited 新金控資產管理有限公司 RO 4 21 November 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 2 09 March 2016 03 October 2016
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 1 09 March 2016 03 October 2016
Avalok Capital Limited 宏觀資本有限公司 RO 4 20 July 2015 29 February 2016
Avalok Capital Limited 宏觀資本有限公司 RO 1 20 July 2015 29 February 2016
Avalok Capital Limited 宏觀資本有限公司 RE 9 20 July 2015 29 February 2016
JS Securities Limited 晉商證券有限公司 RO 4 30 July 2014 19 January 2015
JS Securities Limited 晉商證券有限公司 RO 1 28 June 2013 19 January 2015
JS Securities Limited 晉商證券有限公司 RE 1 10 May 2013 28 June 2013
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 28 January 2013 20 March 2013
Rifa Futures Limited 日發期貨有限公司 RO 2 28 April 2011 20 March 2013
Rifa Securities Limited 日發證券有限公司 RO 1 28 April 2011 20 March 2013
Rifa Futures Limited 日發期貨有限公司 RE 2 15 April 2011 28 April 2011
Rifa Securities Limited 日發證券有限公司 RE 1 15 April 2011 28 April 2011
Well Link Securities Limited 立橋證券有限公司 RO 2 15 September 2009 01 April 2011
Well Link Securities Limited 立橋證券有限公司 RE 1 21 May 2009 01 April 2011
Rifa Futures Limited 日發期貨有限公司 RO 2 01 December 2008 20 May 2009
Rifa Securities Limited 日發證券有限公司 RO 1 26 August 2008 20 May 2009
Rifa Securities Limited 日發證券有限公司 RE 1 01 April 2008 26 August 2008
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 07 December 2007 01 March 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 07 December 2007 01 March 2008
Roctec Futures Trading Company Limited 鷹達期貨有限公司 RE 2 12 June 2007 29 November 2007
Roctec Securities Company Limited 鷹達證券有限公司 RE 1 12 June 2007 29 November 2007
South China Commodities Limited 南華期貨有限公司 RE 2 22 April 2005 31 May 2007
South China Securities Limited 南華證券投資有限公司 RE 1 22 April 2005 31 May 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 15 December 2004 26 January 2005