SFC Licences of BAE Joon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 June 2009 | 30 November 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 November 2007 | 01 January 2009 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 31 January 2005 | 20 July 2007 |