SFC Licences of CHAN Chi Fung, Leo 陳志峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Red Solar Capital Limited 綽耀資本有限公司 RO 6 17 October 2017
Red Solar Capital Limited 綽耀資本有限公司 RO 1 17 October 2017
LY Capital Limited 絡繹資本有限公司 RO 6 28 June 2016 14 October 2017
LY Capital Limited 絡繹資本有限公司 RO 1 28 June 2016 14 October 2017
LY Capital Limited 絡繹資本有限公司 RE 6 16 May 2016 28 June 2016
LY Capital Limited 絡繹資本有限公司 RE 1 16 May 2016 28 June 2016
VBG Capital Limited 建泉融資有限公司 RO 6 15 July 2015 30 April 2016
VBG Capital Limited 建泉融資有限公司 RO 1 15 July 2015 30 April 2016
VBG Capital Limited 建泉融資有限公司 RE 6 12 June 2015 15 July 2015
VBG Capital Limited 建泉融資有限公司 RE 1 12 June 2015 15 July 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 April 2015 01 May 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 23 April 2015 01 May 2015
CLSA Limited 中信里昂證券有限公司 RE 1 23 April 2015 01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 09 December 2011 01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 09 December 2011 01 May 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 09 December 2011 01 May 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 03 September 2007 08 September 2011
CCB International Capital Limited 建銀國際金融有限公司 RE 1 09 August 2006 20 July 2007
CCB International Capital Limited 建銀國際金融有限公司 RE 6 07 July 2006 20 July 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 6 04 April 2005 10 June 2006
Kingsway Capital Limited 滙富融資有限公司 RE 6 04 April 2005 10 June 2006