SFC Licences of PAOLUCCI Nicholas Giovanni 跑萬年
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 09 June 2021 | 05 July 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 09 June 2021 | 05 July 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2021 | 05 July 2021 |
| J.P. Morgan Securities (Asia Pacific) Limited | 4 | 13 May 2016 | ||
| J.P. Morgan Securities (Asia Pacific) Limited | 1 | 13 May 2016 | ||
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 March 2014 | 30 September 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 24 March 2014 | 30 September 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 17 August 2012 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 August 2012 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 17 July 2006 | 16 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 17 July 2006 | 16 March 2014 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 03 March 2005 | 01 July 2006 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 03 March 2005 | 01 July 2006 |