SFC Licences of LI Wai Kwan 李偉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NFH Securities and Futures Limited 新金控證券期貨有限公司 | RE | 1 | 29 November 2017 | 19 November 2018 |
| NFH Corporate Finance Limited 新金控融資有限公司 | RE | 6 | 19 October 2017 | 19 November 2018 |
| NFH Asset Management Limited 新金控資產管理有限公司 | RE | 4 | 19 October 2017 | 19 November 2018 |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 9 | 26 September 2016 | 30 September 2017 |
| China Finance KAB Asset Management Limited 中金三甲資產管理有限公司 | RE | 4 | 26 September 2016 | 30 September 2017 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 4 | 26 September 2016 | 30 September 2017 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 26 September 2016 | 30 September 2017 |