SFC Licences of PAU Matthew Haw Ming 鮑浩銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 2 25 January 2022
Merrill Lynch Far East Limited RO 1 25 January 2022
Merrill Lynch (Asia Pacific) Limited RO 1 25 January 2022
Merrill Lynch Far East Limited RE 1 22 July 2021 25 January 2022
Merrill Lynch (Asia Pacific) Limited RE 1 22 July 2021 25 January 2022
Merrill Lynch Far East Limited RE 2 02 July 2021 25 January 2022
J.P. Morgan Broking (Hong Kong) Limited RE 5 15 October 2019 15 March 2021
J.P. Morgan Broking (Hong Kong) Limited RE 2 15 October 2019 15 March 2021
J.P. Morgan Broking (Hong Kong) Limited RO 5 25 November 2015 15 October 2019
J.P. Morgan Broking (Hong Kong) Limited RO 2 25 November 2015 15 October 2019
J.P. Morgan Broking (Hong Kong) Limited RO 4 25 November 2015 09 November 2016
J.P. Morgan Broking (Hong Kong) Limited RO 1 25 November 2015 09 November 2016
J.P. Morgan Securities (Asia Pacific) Limited 4 06 November 2015
J.P. Morgan Securities (Asia Pacific) Limited 1 06 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 26 May 2005 25 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 26 May 2005 25 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 26 May 2005 25 November 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 26 May 2005 25 November 2015