SFC Licences of LLOYD Ailsa Kuen Alice
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 21 September 2015 | 04 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 21 September 2015 | 04 May 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 September 2015 | 04 May 2019 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 04 November 2013 | 18 May 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 31 May 2005 | 04 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 31 May 2005 | 04 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 May 2005 | 04 August 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 31 May 2005 | 04 August 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 31 May 2005 | 04 August 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 31 May 2005 | 04 August 2011 |