SFC Licences of GU Xiang 谷香

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	20 April 2012	10 January 2014
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	20 April 2012	10 January 2014
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司	RE	1	30 August 2010	03 February 2012
BOCI Securities Limited 中銀國際證券有限公司	RE	1	06 April 2009	29 July 2010
MainFirst Securities Hong Kong Limited	RE	4	19 March 2009	19 March 2009
MainFirst Securities Hong Kong Limited	RE	1	19 March 2009	19 March 2009
Morgan Stanley Hong Kong Futures Limited	RE	7	14 July 2006	20 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	14 July 2006	20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	14 July 2006	20 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	14 July 2006	20 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 July 2005	31 August 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	13 July 2005	31 August 2005
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	13 July 2005	31 August 2005