SFC Licences of WU Ting 吳婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	10 July 2017	14 April 2018
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	10 July 2017	14 April 2018
CLSA Limited 中信里昂證券有限公司	RE	4	10 July 2017	14 April 2018
CLSA Limited 中信里昂證券有限公司	RE	1	10 July 2017	14 April 2018
Merrill Lynch Far East Limited	RO	6	25 July 2013	11 March 2016
Merrill Lynch Far East Limited	RO	4	25 July 2013	11 March 2016
Merrill Lynch Far East Limited	RO	1	25 July 2013	11 March 2016
Merrill Lynch (Asia Pacific) Limited	RO	6	25 July 2013	11 March 2016
Merrill Lynch (Asia Pacific) Limited	RO	4	25 July 2013	11 March 2016
Merrill Lynch (Asia Pacific) Limited	RO	1	25 July 2013	11 March 2016
Merrill Lynch Far East Limited	RE	6	06 August 2012	25 July 2013
Merrill Lynch Far East Limited	RE	4	06 August 2012	25 July 2013
Merrill Lynch Far East Limited	RE	1	06 August 2012	25 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	6	06 August 2012	25 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	4	06 August 2012	25 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	06 August 2012	25 July 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	21 June 2010	27 July 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	21 June 2010	27 July 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	21 June 2010	31 January 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	27 July 2005	06 June 2006
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	27 July 2005	06 June 2006