SFC Licences of WONG Ming Lai 王銘麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 27 April 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 29 April 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 July 2009 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 July 2009 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 14 September 2007 | 01 November 2008 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 03 September 2007 | 01 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 August 2007 | 01 November 2008 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 18 September 2006 | 04 August 2007 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 27 October 2005 | 10 May 2006 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 22 July 2005 | 10 May 2006 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 July 2005 | 10 May 2006 |