SFC Licences of KWOK Chun Yu 郭震宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 17 August 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 14 April 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 14 April 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 February 2022 | 17 August 2022 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 01 November 2018 | 14 February 2022 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 13 July 2007 | 01 November 2018 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 03 February 2006 | 25 June 2007 |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 03 February 2006 | 25 June 2007 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 12 September 2005 | 01 February 2006 |