SFC Licences of KWOK Chun Yu 郭震宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 14 April 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 14 April 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 24 February 2022
Guotai Junan Capital Limited 國泰君安融資有限公司
RO 6 01 November 2018 14 February 2022
Guotai Junan Capital Limited 國泰君安融資有限公司
RE 6 13 July 2007 01 November 2018
Celestial Capital Limited 時富融資有限公司
RE 1, 6 03 February 2006 25 June 2007
Celestial Securities Limited 時富證券有限公司
RE 1 12 September 2005 01 February 2006