SFC Licences of KUANG Xia 匡霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	9	11 September 2018
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	4	11 September 2018
Innovation Securities Co., Limited 鼎新證券有限公司	RO	1	16 February 2016
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	17 June 2014	16 April 2015
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	17 June 2014	16 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	02 November 2012	06 March 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	02 November 2012	06 March 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	2	15 September 2011	31 July 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	19 May 2010	30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	7	26 November 2009	31 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	07 September 2006	31 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	08 September 2005	31 August 2006