SFC Licences of KUANG Xia 匡霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 9 11 September 2018
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 4 11 September 2018
Innovation Securities Co., Limited 鼎新證券有限公司 RO 1 16 February 2016
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 June 2014 16 April 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 June 2014 16 April 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 02 November 2012 06 March 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 02 November 2012 06 March 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 31 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 31 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 07 September 2006 31 July 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 May 2010 30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 08 September 2005 31 August 2006