SFC Licences of CHAN Chun Wing 陳雋穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 22 June 2021 | 07 October 2021 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 2 | 24 July 2008 | 09 January 2009 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 24 July 2008 | 09 January 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 July 2007 | 05 December 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 July 2007 | 05 December 2007 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 04 April 2007 | 14 July 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 April 2007 | 14 July 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 October 2006 | 14 July 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 16 June 2006 | 04 July 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 June 2006 | 04 July 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 September 2005 | 30 April 2006 |