SFC Licences of PARK Joohong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Bank and Trust Company 1 13 June 2017
State Street Securities Hong Kong Limited RO 1 22 May 2017
State Street Securities Hong Kong Limited RE 1 07 July 2015 22 May 2017
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 31 May 2013
Nomura Securities (Hong Kong) Limited RE 1 12 January 2009 31 May 2013
Nomura Futures (Hong Kong) Limited RE 2 12 January 2009 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 21 January 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 21 January 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 25 April 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 25 April 2007 29 September 2008
J.P. Morgan Broking (Hong Kong) Limited RE 2 22 September 2005 27 March 2007
J.P. Morgan Broking (Hong Kong) Limited RE 1 22 September 2005 27 March 2007
J.P. Morgan Broking (Hong Kong) Limited RE 4 22 September 2005 27 March 2007
J.P. Morgan Broking (Hong Kong) Limited RE 5 22 September 2005 27 March 2007