SFC Licences of TEO Soo Meng, Kelvin 張書明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 February 2021 | 10 October 2023 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 February 2021 | 10 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 23 June 2011 | 27 June 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 June 2011 | 27 June 2019 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 June 2011 | 27 June 2019 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 29 September 2005 | 02 March 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 29 September 2005 | 02 March 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 29 September 2005 | 02 March 2011 |