SFC Licences of LAI Tsao Lung 賴朝隆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 9 08 September 2022
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 4 08 September 2022
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO 1 08 September 2022
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 9 28 July 2022 08 September 2022
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 4 28 July 2022 08 September 2022
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE 1 28 July 2022 08 September 2022
HS Securities Limited 和升證券有限公司 RO 9 14 October 2020 28 February 2022
HS Securities Limited 和升證券有限公司 RO 4 14 October 2020 28 February 2022
HS Securities Limited 和升證券有限公司 RO 1 14 October 2020 28 February 2022
Open Securities Limited 開盤證券有限公司 RO 4 28 April 2014 13 August 2020
Open Securities Limited 開盤證券有限公司 RO 2 28 April 2014 13 August 2020
Open Securities Limited 開盤證券有限公司 RO 1 28 April 2014 13 August 2020
Open Asset Management Limited 開盤資産管理有限公司 RO 4 28 April 2014 13 August 2020
Open Asset Management Limited 開盤資産管理有限公司 RO 9 09 August 2013 13 August 2020
Open Securities Limited 開盤證券有限公司 RE 4 14 January 2013 28 April 2014
Open Securities Limited 開盤證券有限公司 RE 2 14 January 2013 28 April 2014
Open Securities Limited 開盤證券有限公司 RE 1 14 January 2013 28 April 2014
Open Asset Management Limited 開盤資産管理有限公司 RE 9 14 January 2013 09 August 2013
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 9 28 May 2007 01 January 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 28 May 2007 01 January 2013
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 May 2007 01 January 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 28 May 2007 01 January 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 11 May 2007 01 January 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 09 December 2005 31 March 2007