SFC Licences of CHAN Tak Shing 陳德成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 03 September 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 September 2013 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 18 July 2011 | 20 March 2013 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 August 2009 | 24 July 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 August 2009 | 24 July 2010 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 14 May 2009 | 29 July 2009 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 March 2009 | 29 July 2009 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 06 December 2005 | 16 May 2007 |