SFC Licences of LEUNG Koon Yip, Kevin 梁冠業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 5 | 23 December 2015 | 23 December 2020 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 December 2015 | 23 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 December 2015 | 23 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 December 2015 | 23 December 2020 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 16 May 2014 | 01 December 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 September 2012 | 28 April 2014 |
| UBS Securities Asia Limited | RE | 4 | 30 August 2010 | 07 February 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 30 July 2010 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 30 June 2008 | 30 July 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 23 January 2006 | 29 April 2008 |