SFC Licences of CHULANI Rohit Madan Mohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 04 September 2009 | 30 June 2010 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 04 September 2009 | 30 June 2010 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 10 December 2008 | 08 April 2009 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 10 December 2008 | 08 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 08 April 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 08 April 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 14 May 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 May 2007 | 29 September 2008 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 21 February 2006 | 12 January 2007 |