SFC Licences of LIU Wing Yin, Wendy 廖穎賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Euto Capital Partners Limited 裕韜資本有限公司	RO	6	05 November 2021	28 August 2024
Euto Capital Partners Limited 裕韜資本有限公司	RE	6	22 October 2021	05 November 2021
AEM Investment Services Limited 明德企業投資有限公司	RO	4	20 April 2018	11 October 2021
AEM Investment Services Limited 明德企業投資有限公司	RO	1	20 April 2018	11 October 2021
AEM Capital Limited 明德企業融資有限公司	RE	6	20 April 2018	20 April 2018
AEM Capital Limited 明德企業融資有限公司	RO	6	19 April 2018	11 October 2021
Quam Capital Limited 華富建業企業融資有限公司	RO	6	13 June 2014	14 April 2018
Quam Capital Limited 華富建業企業融資有限公司	RE	6	07 April 2014	13 June 2014
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	6	25 July 2012	28 March 2014
Emperor Corporate Finance Limited 英皇企業融資有限公司	RE	1	25 July 2012	28 March 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	11 May 2011	09 March 2012
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	11 May 2011	09 March 2012
Central China International Capital Limited 中州國際融資有限公司	RE	6	10 August 2009	18 March 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	26 February 2008	10 January 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	26 February 2008	10 January 2009
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	6	20 April 2006	10 February 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	4	20 April 2006	10 February 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	1	20 April 2006	10 February 2008