SFC Licences of CHU Man Ho, Michael 朱文浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 1 19 December 2016
UBS Securities Hong Kong Limited RE 1 24 August 2016 18 December 2016
UBS Securities Asia Limited RE 1 24 August 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 12 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 27 October 2010 12 May 2016
Morgan Stanley Hong Kong Securities Limited RE 1 27 October 2010 05 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 27 October 2010 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 27 October 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 27 October 2010 06 December 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 26 July 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 26 July 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 March 2006 26 July 2010
Credit Suisse Futures (Hong Kong) Limited RE 2 24 March 2006 24 November 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 24 March 2006 24 November 2008