SFC Licences of YAU Michael 邱威豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 28 October 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 28 October 2020
China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 RO 1 28 October 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 14 November 2019 28 October 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 14 October 2019 28 October 2020
China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 RE 1 14 October 2019 28 October 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 08 February 2018 04 April 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 January 2018 04 April 2019
CLSA Limited 中信里昂證券有限公司 RE 1 15 December 2011 20 December 2017
Merrill Lynch Far East Limited RE 2 20 August 2010 16 November 2011
Merrill Lynch Far East Limited RE 1 12 April 2006 16 November 2011
Merrill Lynch (Asia Pacific) Limited RE 1 12 April 2006 16 November 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 12 April 2006 20 August 2010