SFC Licences of Ng Wai 吳煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hung Sing Asset Management Limited 鴻昇資產管理有限公司
RO 4, 9 23 August 2019
Hung Sing Securities Limited 鴻昇證券有限公司
RO 1, 4, 9 30 April 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 4 04 February 2016 14 January 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RO 9 04 February 2016 14 January 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 9 14 May 2015 04 February 2016
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RO 4 14 April 2014 14 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 4 06 August 2013 28 May 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 28 May 2013 06 August 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 1, 4 20 January 2011 10 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 26 March 2010 20 January 2011
Mason Futures Limited 茂宸期貨有限公司
RE 2 31 August 2009 09 October 2009
Mason Securities Limited 茂宸證券有限公司
RE 1, 4 11 September 2008 09 October 2009