SFC Licences of Ng Wai 吳煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hung Sing Asset Management Limited 鴻昇資產管理有限公司	RO	9	23 August 2019
Hung Sing Asset Management Limited 鴻昇資產管理有限公司	RO	4	23 August 2019
Hung Sing Securities Limited 鴻昇證券有限公司	RO	9	30 April 2019
Hung Sing Securities Limited 鴻昇證券有限公司	RO	4	30 April 2019
Hung Sing Securities Limited 鴻昇證券有限公司	RO	1	30 April 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	4	04 February 2016	14 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	1	04 February 2016	14 January 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RO	9	04 February 2016	14 January 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RE	9	14 May 2015	04 February 2016
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RO	4	14 April 2014	14 January 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	4	06 August 2013	28 May 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RO	1	06 August 2013	28 May 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	28 May 2013	06 August 2013
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	28 May 2013	06 August 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	4	20 January 2011	10 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RO	1	20 January 2011	10 May 2013
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	26 March 2010	20 January 2011
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	26 March 2010	20 January 2011
Mason Futures Limited 茂宸期貨有限公司	RE	2	31 August 2009	09 October 2009
Mason Securities Limited 茂宸證券有限公司	RE	4	11 September 2008	09 October 2009
Mason Securities Limited 茂宸證券有限公司	RE	1	11 September 2008	09 October 2009