SFC Licences of WONG Mo Lan, Monica 黃慕蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 15 July 2014 | 25 July 2015 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 15 July 2014 | 25 July 2015 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 23 September 2013 | 25 July 2015 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 23 September 2013 | 25 July 2015 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 11 June 2009 | 17 December 2014 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 25 February 2008 | 18 March 2009 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 14 June 2006 | 18 January 2008 |