SFC licenceholder ANM956 TSANG Ki Lok Kenneth 曾琪樂

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 15 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 06 December 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 10 April 2014 27 October 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [2] (Dealing in Futures Contracts) 31 May 2013 05 March 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 16 June 2006 05 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 16 June 2006 31 August 2013