SFC Licences of TSANG Ki Lok Kenneth 曾琪樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RE 7 19 September 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 19 September 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 19 September 2022
Morgan Stanley Hong Kong Securities Limited RE 2 24 August 2022
Morgan Stanley Hong Kong Securities Limited RE 1 24 August 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 August 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 06 December 2016 29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 December 2016 29 July 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 December 2016 29 July 2022
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 10 April 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 10 April 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 10 April 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 10 April 2014 27 October 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 05 March 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 June 2006 05 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 16 June 2006 31 August 2013