SFC Licences of HON Hau Ngai 韓巧藝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	4	17 June 2019	23 February 2024
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	6	17 June 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	1	17 June 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	6	21 December 2018	17 June 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	21 December 2018	17 June 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	21 December 2018	17 June 2019
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	21 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	21 December 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	13 July 2015	30 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	13 July 2015	30 November 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	13 July 2015	30 November 2018
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	13 July 2015	30 November 2018
CLSA Limited 中信里昂證券有限公司	RE	4	13 January 2015	09 June 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	01 November 2013	09 June 2015
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	01 November 2013	09 June 2015
CLSA Limited 中信里昂證券有限公司	RE	1	01 November 2013	09 June 2015
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	27 September 2007	31 October 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	21 June 2006	31 October 2013
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	21 June 2006	31 October 2013