SFC Licences of PSARIS John Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 7 | 19 August 2013 | 01 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 19 June 2013 | 23 September 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 18 June 2012 | 01 December 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 18 June 2012 | 01 December 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 June 2012 | 01 December 2016 |
| Liquid Capital Markets Hong Kong Limited | RE | 2 | 19 May 2010 | 30 May 2012 |
| Liquid Capital Markets Hong Kong Limited | RE | 1 | 19 May 2010 | 30 May 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 20 October 2006 | 30 April 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 July 2006 | 30 April 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 31 July 2006 | 30 April 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 31 July 2006 | 30 April 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 31 July 2006 | 30 April 2009 |