SFC Licences of CHEN Chuanxuan 陳川炫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RE | 1, 4, 6 | 09 April 2018 | 28 June 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RE | 1, 6 | 25 April 2013 | 23 June 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 4, 6 | 06 May 2011 | 25 August 2012 |
| Merrill Lynch (Asia Pacific) Limited Merrill Lynch Far East Limited |
RE | 1, 4, 6 | 14 August 2006 | 01 March 2011 |