SFC Licences of CHEN Chuanxuan 陳川炫

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1, 4, 6 09 April 2018 28 June 2021
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 25 April 2013 23 June 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 06 May 2011 25 August 2012
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1, 4, 6 14 August 2006 01 March 2011