SFC Licences of YEUNG Ham 楊涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CG Partners Asset Management Co., Limited 同德資產管理有限公司	RO	9	28 November 2019	31 January 2024
CG Partners Asset Management Co., Limited 同德資產管理有限公司	RO	4	28 November 2019	31 January 2024
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司	RO	9	27 April 2018	22 May 2019
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司	RO	4	27 April 2018	22 May 2019
China Hanya Securities Limited 中國瀚亞證券有限公司	RO	1	31 January 2018	23 March 2018
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司	RE	4	29 November 2016	10 July 2017
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司	RE	1	29 November 2016	10 July 2017
Formax Securities Limited 福億證券有限公司	RO	2	28 August 2015	30 September 2015
Formax Securities Limited 福億證券有限公司	RO	1	20 January 2015	30 September 2015
Formax Securities Limited 福億證券有限公司	RE	1	17 December 2014	20 January 2015
Tianda Asset Management Limited 天大資產管理有限公司	RO	9	09 June 2014	10 October 2014
Tianda Asset Management Limited 天大資產管理有限公司	RE	9	24 May 2013	09 June 2014
Tianda Securities Limited 天大証券有限公司	RO	2	18 January 2011	10 October 2014
Tianda Securities Limited 天大証券有限公司	RO	1	18 January 2011	10 October 2014
ICBC International Futures Limited 工銀國際期貨有限公司	RO	2	17 June 2010	04 January 2011
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	17 June 2010	04 January 2011
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	28 July 2009	17 June 2010
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	28 July 2009	17 June 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	2	19 March 2008	21 July 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	19 March 2008	21 July 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	21 February 2007	01 March 2008
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	16 October 2006	01 March 2008