SFC Licences of PANG Chi Wai 彭志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 28 September 2011 | 08 June 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 September 2011 | 08 June 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 June 2007 | 21 October 2008 |
Merrill Lynch Far East Limited | RE | 1 | 23 May 2007 | 21 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 May 2007 | 21 October 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 August 2006 | 22 April 2007 |